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Filing Requirements - Individual Life

Small Face Amount Whole Life

  1. NAIC Transmittal Form, instructions, and Product Code matrices for completing transmittal forms


  2. Instructions for the Filing Description on the Transmittal (cover letter)


  3. Certificate of Compliance: Word 97,   PDF


  4. Product standards: Word 97, PDF, Guidelines


  5. Readability Certification


  6. Actuarial Memorandum (see Product Standards)


  7. Filing Rate changes (include requirements 1, 2, 3, and 7 above)
 


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